FX Rules & Regulations

NFA Forex Rules

• FDM/RFED bylaw 306: definition of FDM
• FDM/RFED bylaw 1301: schedule of dues and assessments
• Forex Transactions: Rule 2-36
• Soliciting / Introducing / Managing FX Transactions: Rule 2-39
• Bulk Assignment / Liquidation: Rule 2-40
• Forex Orders / Price Adjustments / No Hedging: Rule 2-43
• FDM/RFED Daily Trade reports: Rule 2-48
• Code of Arbitration
• FDM/RFED Financial requirements: Section 11
• FDM/RFED Collateral & Security deposit: Section 12
• FDM/RFED Assets covering liabilities to FX clients: Section 14
• FDM/RFED Financial controls: Section 15

CFTC Forex Rules

• Final Rules
• CFTC Q&A

Commodity Exchange Act

• CEA